Foundations of Bank Compliance Advisory Board Members

Lynn Bennett
Compliance Learning Manager
Wells Fargo, Charlotte, NC

Lissa Broome
Director, Center for Banking and Finance and Professor
UNC, Chapel Hill, NC

Mike Cowell
Chief Risk & Compliance Officer
TIAA, Charlotte, NC

Nishant Desai
Chief Compliance and Operational Risk Officer
USAA, Charlotte, NC

Debora DiCicco
Senior Director for Legal and Corporate Affairs
Ally Financial, Detroit, MI

Stefan Hayek
Chief Ethics Officer and Senior Director of Commercial Compliance
Fifth Third, Cincinnati, OH

Andy Hessick
Dean and Professor
UNC, Chapel Hill, NC

Jeremy Intihar
Managing Director – Head of RIA and Trust Compliance
TIAA, Charlotte, NC

Edward Noonan
Chief Compliance Officer
Truist, Midlothian, VA

Ashley Pauling
Compliance Manager
Ally Financial, Charlotte, NC

Jeffrey Shue
Enterprise Payments and Merchant Services Risk Executive
Bank of America, Charlotte, NC

Brian Soja
SVP Regulatory Exams and Inquiries, Private Trust Company and Institute Service
LPL Financial, Charlotte, NC

Rick Su
Associate Dean of Strategy & Planning and Professor
UNC, Chapel Hill, NC

Mani Sulur
Retired, Enterprise CCO and Shared Services CRO
USAA, Charlotte, NC

Bill Walsh
EVP, Chief Compliance Officer
First Citizens, Raleigh, NC